Search for: "Wade Hester" Results 1 - 6 of 6
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
29 Dec 2020, 3:03 am by Lynn Jokela
  Commissioners Hester Peirce, Allison Herren Lee and Caroline Crenshaw issued a statement congratulating Commissioner Roisman’s designation as Acting Chair. [read post]
11 Apr 2017, 7:30 am by Nora Ellingsen, Lisa Daniels
” Carlin also remarked that domestic terrorists often perpetuate particularly violent attacks—for example, Wade Michael Page’s 2012 attack on the Wisconsin Sikh temple which killed six people. [read post]
16 May 2019, 3:00 am by John Jenkins
Crypto Mom Wants SEC to Wear “Reasonableness Pants” You may agree or disagree with her remarks, but a speech by SEC Commissioner Hester Peirce – aka “Crypto Mom” – is always bloggable Her recent speech at Rutgers-Camden Law School is no exception. [read post]
19 Oct 2018, 6:08 am
Miller, and Jeohn Salone Favors, Wachtell, Lipton, Rosen & Katz , on Friday, October 12, 2018 Tags: Broker-dealers, Compliance & ethics, Cybersecurity, Investment advisers, Risk, Risk oversight, SEC, SEC enforcement, Securities enforcement Statement at Open Meeting on Re-Opening Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Posted by Hester M. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]